Training

Train to stay ahead of the competition

Huw Reynolds

Huw Reynolds

Mike Senior

Mike Senior

John Begg

John Begg

Scott Macalister

Scott Macalister

David Anderson

David Anderson

Paul Anderson

Paul Anderson

Steve Bailey

Steve Bailey

Richard Foster

Richard Foster

Alistair MacDougall

Alistair MacDougall

Hands-On Compliance

Auditing and Health Checks

Section 166 Reviews

Report Writing Software

Supervisory Training

Regulatory Visit Preparation

Bespoke Project Work

News & Bulletins

Hot Topic

Are you truly Independent? Read ATEB's special report here.

Hot Topic

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

Hot Topic

The FCA is not best pleased with RDR disclosure standards. Disclosure assessment templates issued. See our news section.

Hot Topic

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

PS16/21 – Increasing transparency and engagement at renewal in general insurance markets

18Aug

From 1 April 2017 firms will be required to encourage customers to check if auto-renewing is the right thing for them to do or whether they could get a better deal.

FG 16/5 Outsourcing to the cloud and other third party IT services

17Aug

Firms using cloud based or other third party IT services should note the FCA's guidance.

CP16/18 - PRIIPs and the new rules on disclosure

17Aug

New rules on disclosure will come into effect on 31 December 2016. See here for more information.

Unauthorised introducers

17Aug

There has been a proliferation of cases where advisers have advised clients gained via unauthorised introducers, with disastrous outcomes for the adviser and the client.

Changes to Complaints Handling Rules Effective 30/06/2016

26Jun

The 1 day rule is now 3 days

..... and you need to write to the client

..... and you need to report such complaints.

Is a platform the right answer?

16Jun

Firms' use of platforms is on the FCA's radar. Are you getting it right?

Suitability - still the regulator's hot topic

13Jun

A reminder of why suitability should be your top priority.

FCA survey of firms providing financial advice

13Jun

This report contains a wealth of interesting information for firms. See how you compare.

FCA Positive Compliance – Mortgage Session

10Jun

“The advice process: building a solid base.”

A summary of the FCA mortgage roadshow.

We looked at a number of providers in the market and ATEB were head and shoulders above their nearest rival in terms of flexibility and overall functionality. We particularly like the way we can adapt the ATEB system to fit the Brewin pr...
We have used ATEB for compliance support and advice for the last few years and they tailor their service to suit the needs and requirements of our business. They have provided an excellent on-site service which in turn has helped shape ...
We consider the services of ATEB to be an essential investment for our firm in the post RDR world. We engaged ATEB over three years ago, and their contribution not just to improving our compliance framework but also improving the robust...
Ateb have the ability to interpret the endless rules and regulations in such as way as to simplify the complex and distill the requirements of the regulator into a workable strategy that saves us time and money as well as ensuring that ...
As Professional Indemnity broker to many IFAs it’s clear to me that if you use Ateb Consulting you’ll be particularly well advised and more aware of potential risks in your business than other firms which we know. Huw’s team has looked ...
We have used ATEB for external compliance support and expertise since 2003. We have never considered changing and foresee no reason to do so in the future. ATEB provide regular on-site support (at least twice a month) and are considered ...
I have had a professional relationship with ATEB now for around 10 years, both with my current and past company and also as an employee and business owner. They are forward thinking, proactive and offer a genuinely balanced view. They a...
Since taking on the services of ATEB in 2013, they have reshaped my view of what a compliance support firm should be. Beyond simply helping us to meet our regulatory requirements in a compliant manner, they have helped to positively deve...