Are you truly Independent? Read ATEB's special report here.
Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?
Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.
Keep up to date with the FCA's current areas of focus.
Get your copy of the guide.
The FCA proposals for further changes to rules around pension transfer advice.
New rules apply to transfer advice from 1 April 2018.
If you want help preparing for the AF7 exam, this should be of interest.
To help firms get to grips with the new regulations, ATEB will be running seminars in April.
In light of MiFID II this is worth revisiting
The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.