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Work Clever

Work clever, do less, get more done

Huw Reynolds

Huw Reynolds

Mike Senior

Mike Senior

John Begg

John Begg

David Anderson

David Anderson

Paul Caine

Paul Caine

Paul Anderson

Paul Anderson

Steve Bailey

Steve Bailey

Richard Foster

Richard Foster

Alistair MacDougall

Alistair MacDougall

Hands-On Compliance

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Section 166 Reviews

Report Writing Software

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News & Bulletins

Hot Topic

Are you truly Independent? Read ATEB's special report here.

Hot Topic

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

Hot Topic

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Policy Statement PS 18/20 - Pension Transfers

05Oct

Confirmation of further rule and guidance changes in relation to advice on pension transfers.

Are you independent?

25Sep

The definition of independence changed with MiFIDII on 3 January 2018. Many firms have not changed their disclosure to reflect the new definition.

Transfer triage

25Sep

Firms that advise on defined benefit transfers need to ensure that their triage process does not inadvertently cross the line into a personal recommendation.

Operational resilience and preparing for BREXIT

25Sep

BREXIT, cyber attacks, IT failures, market events - firms need to be able to weather all these events ... and other problems that will inevitably arise. Are you resilient?

Vulnerable clients

25Sep

Do you recognise and deal appropriately with vulnerable clients?

Final phase of the FCA's review of transfer advice starts

12Sep

If you are involved in advising on DB transfers, this will be of interest.

New transfer advice rules - 1 October 2018

12Sep

New rules around transfer advice apply from 1 October 2018. Make sure you are aware and ready for them.

Insurance Distribution Directive (1)

16Aug

The Insurance Distribution Directive (IDD) will impact all IFA and Insurance Intermediaries.

Rules and constraints on using FCA logo or FCA authorisation in a promotional way

16Aug

Firms are reminded that they must not use the FCA logo or authorisation in a promotional way.

We looked at a number of providers in the market and ATEB were head and shoulders above their nearest rival in terms of flexibility and overall functionality. We particularly like the way we can adapt the ATEB system to fit the Brewin pr...
We have used ATEB for compliance support and advice for the last few years and they tailor their service to suit the needs and requirements of our business. They have provided an excellent on-site service which in turn has helped shape ...
We consider the services of ATEB to be an essential investment for our firm in the post RDR world. We engaged ATEB over three years ago, and their contribution not just to improving our compliance framework but also improving the robust...
Ateb have the ability to interpret the endless rules and regulations in such as way as to simplify the complex and distill the requirements of the regulator into a workable strategy that saves us time and money as well as ensuring that ...
As Professional Indemnity broker to many IFAs it’s clear to me that if you use Ateb Consulting you’ll be particularly well advised and more aware of potential risks in your business than other firms which we know. Huw’s team has looked ...
We have used ATEB for external compliance support and expertise since 2003. We have never considered changing and foresee no reason to do so in the future. ATEB provide regular on-site support (at least twice a month) and are considered ...
I have had a professional relationship with ATEB now for around 10 years, both with my current and past company and also as an employee and business owner. They are forward thinking, proactive and offer a genuinely balanced view. They a...
Since taking on the services of ATEB in 2013, they have reshaped my view of what a compliance support firm should be. Beyond simply helping us to meet our regulatory requirements in a compliant manner, they have helped to positively deve...