Are you truly Independent? Read ATEB's special report here.
Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?
Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.
From 1 April 2017 firms will be required to encourage customers to check if auto-renewing is the right thing for them to do or whether they could get a better deal.
Firms using cloud based or other third party IT services should note the FCA's guidance.
New rules on disclosure will come into effect on 31 December 2016. See here for more information.
There has been a proliferation of cases where advisers have advised clients gained via unauthorised introducers, with disastrous outcomes for the adviser and the client.
The 1 day rule is now 3 days
..... and you need to write to the client
..... and you need to report such complaints.
Firms' use of platforms is on the FCA's radar. Are you getting it right?
A reminder of why suitability should be your top priority.
This report contains a wealth of interesting information for firms. See how you compare.
“The advice process: building a solid base.”
A summary of the FCA mortgage roadshow.