Work Clever

Work clever, do less, get more done

Huw Reynolds

Huw Reynolds

Mike Senior

Mike Senior

John Begg

John Begg

Scott Macalister

Scott Macalister

David Anderson

David Anderson

Paul Anderson

Paul Anderson

Steve Bailey

Steve Bailey

Richard Foster

Richard Foster

Alistair MacDougall

Alistair MacDougall

Hands-On Compliance

Auditing and Health Checks

Section 166 Reviews

Report Writing Software

Supervisory Training

Regulatory Visit Preparation

Bespoke Project Work

News & Bulletins

Hot Topic

Are you truly Independent? Read ATEB's special report here.

Hot Topic

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

Hot Topic

The FCA is not best pleased with RDR disclosure standards. Disclosure assessment templates issued. See our news section.

Hot Topic

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Changes to Complaints Handling Rules Effective 30/06/2016

26Jun

The 1 day rule is now 3 days

..... and you need to write to the client

..... and you need to report such complaints.

Is a platform the right answer?

16Jun

Firms' use of platforms is on the FCA's radar. Are you getting it right?

Suitability - still the regulator's hot topic

13Jun

A reminder of why suitability should be your top priority.

FCA survey of firms providing financial advice

13Jun

This report contains a wealth of interesting information for firms. See how you compare.

FCA Positive Compliance – Mortgage Session

10Jun

“The advice process: building a solid base.”

A summary of the FCA mortgage roadshow.

FCA Positive Compliance Session - Investments

08Jun

One of a series of roadshows the FCA is running around the country, this session offered some new insights into a topic that should be familiar to advisers but which it seems that many are still not getting right.

Important Changes to Capital Adequacy - A Reminder

01Jun

Are you prepared for the changes to capital adequacy for personal investment firms that come into effect on 30th June? 

Inducements and conflicts of interest

06May

The FCA reminds firms of their expectations in relation to conflicts of interest.

PS16-12 - Pensions Reforms and new rules

26Apr

New rules around pension advice came into effect on 25 Aprill 2016. See here for details.

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We have used ATEB for compliance support and advice for the last few years and they tailor their service to suit the needs and requirements of our business. They have provided an excellent on-site service which in turn has helped shape ...
We consider the services of ATEB to be an essential investment for our firm in the post RDR world. We engaged ATEB over three years ago, and their contribution not just to improving our compliance framework but also improving the robust...
Ateb have the ability to interpret the endless rules and regulations in such as way as to simplify the complex and distill the requirements of the regulator into a workable strategy that saves us time and money as well as ensuring that ...
As Professional Indemnity broker to many IFAs it’s clear to me that if you use Ateb Consulting you’ll be particularly well advised and more aware of potential risks in your business than other firms which we know. Huw’s team has looked ...
We have used ATEB for external compliance support and expertise since 2003. We have never considered changing and foresee no reason to do so in the future. ATEB provide regular on-site support (at least twice a month) and are considered ...
I have had a professional relationship with ATEB now for around 10 years, both with my current and past company and also as an employee and business owner. They are forward thinking, proactive and offer a genuinely balanced view. They a...
Since taking on the services of ATEB in 2013, they have reshaped my view of what a compliance support firm should be. Beyond simply helping us to meet our regulatory requirements in a compliant manner, they have helped to positively deve...