Test

Work Clever

Work clever, do less, get more done

Huw Reynolds

Huw Reynolds

Mike Senior

Mike Senior

John Begg

John Begg

Paul Caine

Paul Caine

Paul Anderson

Paul Anderson

Steve Bailey

Steve Bailey

Richard Foster

Richard Foster

Alistair MacDougall

Alistair MacDougall

Hands-On Compliance

Auditing and Health Checks

Section 166 Reviews

Report Writing Software

Supervisory Training

Regulatory Visit Preparation

Bespoke Project Work

News & Bulletins

Call for input - Consumer Investments Market

23Sep

Have your say to influence future regulation.

New SM&CR Annual Reporting Requirement

23Sep

Disciplinary action arising from a breach of Conduct Rules must be reported.

Webinar - pension transfers

23Sep

ATEB is running a series of webinars covering the significant changes to the rules around pension transfer advice that apply from 1 October 2020.

Changes to Directory Feedback

09Sep

The way firms receive Directory feedback has changed.

Saving clients from scams

09Sep

You suspect a client is being scammed - what do you do?

Delay to SM&CR dates confirmed

09Sep

The FCA has confirmed that the deadline for first certification has been deferred.

Another pension switch bites the dust

02Sep

Yet another switch has been found wanting at the FOS.

Pension transfers - need to consider a workplace pension

02Sep

Firms providing pension transfer advice must consider an available workplace pension as a destination for any transfer.

Disclosure is dead, long live disclosure!

26Aug

A sea change of focus hidden in a subtle change of terminology.

We looked at a number of providers in the market and ATEB were head and shoulders above their nearest rival in terms of flexibility and overall functionality. We particularly like the way we can adapt the ATEB system to fit the Brewin pr...
We consider the services of ATEB to be an essential investment for our firm in the post RDR world. We engaged ATEB over three years ago, and their contribution not just to improving our compliance framework but also improving the robust...
Ateb have the ability to interpret the endless rules and regulations in such as way as to simplify the complex and distill the requirements of the regulator into a workable strategy that saves us time and money as well as ensuring that ...
As Professional Indemnity broker to many IFAs it’s clear to me that if you use Ateb Consulting you’ll be particularly well advised and more aware of potential risks in your business than other firms which we know. Huw’s team has looked ...
We have used ATEB for external compliance support and expertise since 2003. We have never considered changing and foresee no reason to do so in the future. ATEB provide regular on-site support (at least twice a month) and are considered ...
I have had a professional relationship with ATEB now for around 10 years, both with my current and past company and also as an employee and business owner. They are forward thinking, proactive and offer a genuinely balanced view. They a...
Since taking on the services of ATEB in 2013, they have reshaped my view of what a compliance support firm should be. Beyond simply helping us to meet our regulatory requirements in a compliant manner, they have helped to positively deve...
ATEB have been our go to compliance experts for well over a decade and unlike many of their peers, they really have a pragmatic and common sense approach which prevails over pure adherence to rules. They provide us with honest, well i...