Are you truly Independent? Read ATEB's special report here.
Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?
Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.
Details of next scheduled event.
Following recent FCA investigations that resulted in a Dear CEO letter, firms that have Appointed Representatives need to review the adequacy their governance and supervision.
So, it's right for the client to transfer ... but should the transfer be done NOW?
These could be of interest.
The Office of the Public Guardian has produced a helpful guide for firms in how to deal with customers where a power of attorney is in place.
The FCA has announced its priorities for action over the coming months.
This business model offers cost and profitability benefits for firms ... but there are risks.
The FCA has reported its conclusions on the Platform market ahead of a Consultation Paper.
TISA has produced a useful set of slides explaining the SM&CR