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Compliance

Take the stress out of compliance

Huw Reynolds

Huw Reynolds

Mike Senior

Mike Senior

John Begg

John Begg

David Anderson

David Anderson

Paul Caine

Paul Caine

Paul Anderson

Paul Anderson

Steve Bailey

Steve Bailey

Richard Foster

Richard Foster

Alistair MacDougall

Alistair MacDougall

Hands-On Compliance

Auditing and Health Checks

Section 166 Reviews

Report Writing Software

Supervisory Training

Regulatory Visit Preparation

Bespoke Project Work

News & Bulletins

Hot Topic

Are you truly Independent? Read ATEB's special report here.

Hot Topic

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

Hot Topic

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

FCA Publishes Its Response To Appropriate Qualifications Consultation

24May

The FCA has made some minor changes to the TC Rulebook.

FG17/4 - The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisations

24May

Finalised guidance around automatic capitalisation of mortgage arrears.

The Assessing Suitability Review

24May

The long awaited results of the FCA's 2016 suitability review have finally been published.

MiFID II applications and notifications

23May

MiFID II comes into being on 3 January 2018 but firms need to take action now.

Important Changes to Capital Adequacy - A Reminder for Smaller Firms

10May

Are you prepared for the changes to capital adequacy for personal investment firms that come into effect on 30th June? 

Implementing the FAMR - consultation paper

10May

The FCA is pushing ahead with implementation of the FAMR. The latest consultation paper explains what is happening.

Merging Flexi Access Drawdown Plans

11Apr

Is it possible to merge Drawdown Plans?

ATEB Supervisor Training and Complimentary Courses

11Apr

ATEB Training Days announced

Pension Switches - a timely reminder

04Apr

The regulator first published guidance on pension switching advice in 2009. It still applies yet firms do not always meet the requirements.

We looked at a number of providers in the market and ATEB were head and shoulders above their nearest rival in terms of flexibility and overall functionality. We particularly like the way we can adapt the ATEB system to fit the Brewin pr...
We have used ATEB for compliance support and advice for the last few years and they tailor their service to suit the needs and requirements of our business. They have provided an excellent on-site service which in turn has helped shape ...
We consider the services of ATEB to be an essential investment for our firm in the post RDR world. We engaged ATEB over three years ago, and their contribution not just to improving our compliance framework but also improving the robust...
Ateb have the ability to interpret the endless rules and regulations in such as way as to simplify the complex and distill the requirements of the regulator into a workable strategy that saves us time and money as well as ensuring that ...
As Professional Indemnity broker to many IFAs it’s clear to me that if you use Ateb Consulting you’ll be particularly well advised and more aware of potential risks in your business than other firms which we know. Huw’s team has looked ...
We have used ATEB for external compliance support and expertise since 2003. We have never considered changing and foresee no reason to do so in the future. ATEB provide regular on-site support (at least twice a month) and are considered ...
I have had a professional relationship with ATEB now for around 10 years, both with my current and past company and also as an employee and business owner. They are forward thinking, proactive and offer a genuinely balanced view. They a...
Since taking on the services of ATEB in 2013, they have reshaped my view of what a compliance support firm should be. Beyond simply helping us to meet our regulatory requirements in a compliant manner, they have helped to positively deve...