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The profile of ESG investments has increased significantly in recent months. Firms need to be consider how those fit into their investment and advice processes.
The FCA has been busy writing letters in 2020, and it's still only February.
The FCA has issued a Dear CEO letter to wholesale general insurance firms concerning non-financial misconduct. This has potential implications for all firms.
New rules around mortgage advice apply from 31 January 2020.
The IR35 regime is due to be extended in April 2020 but is 'under review'.
Is your pension switch advice suitable?
Advisers no longer appear on the FS Register. What are the implications?
Changes are effective from 10 January 2020. Make sure you are implementing the rules as required.