Test

Work Clever

Work clever, do less, get more done

Huw Reynolds

Huw Reynolds

Mike Senior

Mike Senior

John Begg

John Begg

Paul Caine

Paul Caine

Paul Anderson

Paul Anderson

Steve Bailey

Steve Bailey

Richard Foster

Richard Foster

Alistair MacDougall

Alistair MacDougall

Hands-On Compliance

Auditing and Health Checks

Section 166 Reviews

Report Writing Software

Supervisory Training

Regulatory Visit Preparation

Bespoke Project Work

News & Bulletins

Fair treatment of vulnerable clients

22Aug

The FCA is consulting on proposed guidance to firms in dealing with vulnerable clients.

FCA video guide to pension transfer advice for consumers

22Aug

Although aimed at consumers, firms involved in transfer advice would do well to view the video.

Live and Local Q&A events for mortgage intermediaries and lenders

21Aug

See here for dates and registration details.

FCA Policy Statement PS19/21 - Retirement Outcomes Review

21Aug

While this paper is mostly of relevance to Pension Providers, there are some implications for advisers.

FCA Framework for assessing adequate financial resources

14Aug

The outcome of CP19/20 could have far reaching implications for firms.

RDR/FAMR Review – Firm Information Request

14Aug

What might this indicate about the FCA's areas of focus?

SM&CR - Conduct Rules

14Aug

The FCA has stated clearly that monitoring firms' implementation of the Conduct Rules will be a key focus in future reviews of of SM&CR.

PROD rules and risk tolerance

07Aug

All is not what it seems when considering the risk tolerance rating of different funds.

The CETV guarantee date is not a deadline

30Jul

Transfer advice is complex and may not always be able to be delivered properly before the CETV guarantee expires.

We looked at a number of providers in the market and ATEB were head and shoulders above their nearest rival in terms of flexibility and overall functionality. We particularly like the way we can adapt the ATEB system to fit the Brewin pr...
We consider the services of ATEB to be an essential investment for our firm in the post RDR world. We engaged ATEB over three years ago, and their contribution not just to improving our compliance framework but also improving the robust...
Ateb have the ability to interpret the endless rules and regulations in such as way as to simplify the complex and distill the requirements of the regulator into a workable strategy that saves us time and money as well as ensuring that ...
As Professional Indemnity broker to many IFAs it’s clear to me that if you use Ateb Consulting you’ll be particularly well advised and more aware of potential risks in your business than other firms which we know. Huw’s team has looked ...
We have used ATEB for external compliance support and expertise since 2003. We have never considered changing and foresee no reason to do so in the future. ATEB provide regular on-site support (at least twice a month) and are considered ...
I have had a professional relationship with ATEB now for around 10 years, both with my current and past company and also as an employee and business owner. They are forward thinking, proactive and offer a genuinely balanced view. They a...
Since taking on the services of ATEB in 2013, they have reshaped my view of what a compliance support firm should be. Beyond simply helping us to meet our regulatory requirements in a compliant manner, they have helped to positively deve...
ATEB have been our go to compliance experts for well over a decade and unlike many of their peers, they really have a pragmatic and common sense approach which prevails over pure adherence to rules. They provide us with honest, well i...