Test

Good Systems

Good Systems + Best Practice = Robust Compliance

Huw Reynolds

Huw Reynolds

Mike Senior

Mike Senior

John Begg

John Begg

David Anderson

David Anderson

Paul Caine

Paul Caine

Paul Anderson

Paul Anderson

Steve Bailey

Steve Bailey

Richard Foster

Richard Foster

Alistair MacDougall

Alistair MacDougall

Hands-On Compliance

Auditing and Health Checks

Section 166 Reviews

Report Writing Software

Supervisory Training

Regulatory Visit Preparation

Bespoke Project Work

News & Bulletins

Hot Topic

Are you truly Independent? Read ATEB's special report here.

Hot Topic

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

Hot Topic

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

GDPR Seminar

09Feb

To help firms get to grips with the new regulations, ATEB will be running seminars in April.

Asset Management Market Study

06Feb

In light of MiFID II this is worth revisiting

Annuities - changes to information requirements

06Feb

The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.

Pet hates of a file reviewer

21Dec

A light hearted story of every day file reviews - with some serious messages.

MiFID II - Clarification on independence

20Dec

There are some apparent anomalies in the rules. We have obtained 'clarification' from the FCA.

LEI update

20Dec

A temporary solution if there are problems obtaining an LEI in time for any affected transactions from 3 January 2018.

MiFID II - Aggregated costs disclosure

20Dec

This new requirement is posing some questions about how it can best be implemented. We think that firms should wait until the mechanisms in the market place are a little clearer.

MiFID ll - Compliance Function Enhancements

18Dec

How will changes to compliance governance affect your company?

MiFID II - Telephone recording update

18Dec

The FCA has clarified some aspects of how the recording rules will apply to firms that are not Article 3 Exempt.

We looked at a number of providers in the market and ATEB were head and shoulders above their nearest rival in terms of flexibility and overall functionality. We particularly like the way we can adapt the ATEB system to fit the Brewin pr...
We have used ATEB for compliance support and advice for the last few years and they tailor their service to suit the needs and requirements of our business. They have provided an excellent on-site service which in turn has helped shape ...
We consider the services of ATEB to be an essential investment for our firm in the post RDR world. We engaged ATEB over three years ago, and their contribution not just to improving our compliance framework but also improving the robust...
Ateb have the ability to interpret the endless rules and regulations in such as way as to simplify the complex and distill the requirements of the regulator into a workable strategy that saves us time and money as well as ensuring that ...
As Professional Indemnity broker to many IFAs it’s clear to me that if you use Ateb Consulting you’ll be particularly well advised and more aware of potential risks in your business than other firms which we know. Huw’s team has looked ...
We have used ATEB for external compliance support and expertise since 2003. We have never considered changing and foresee no reason to do so in the future. ATEB provide regular on-site support (at least twice a month) and are considered ...
I have had a professional relationship with ATEB now for around 10 years, both with my current and past company and also as an employee and business owner. They are forward thinking, proactive and offer a genuinely balanced view. They a...
Since taking on the services of ATEB in 2013, they have reshaped my view of what a compliance support firm should be. Beyond simply helping us to meet our regulatory requirements in a compliant manner, they have helped to positively deve...