Test

Training

Train to stay ahead of the competition

Huw Reynolds

Huw Reynolds

Mike Senior

Mike Senior

John Begg

John Begg

Paul Caine

Paul Caine

Paul Anderson

Paul Anderson

Steve Bailey

Steve Bailey

Richard Foster

Richard Foster

Alistair MacDougall

Alistair MacDougall

Hands-On Compliance

Auditing and Health Checks

Section 166 Reviews

Report Writing Software

Supervisory Training

Regulatory Visit Preparation

Bespoke Project Work

News & Bulletins

Pension Transfers - FCA letter to firms

15Nov

The FCA is continuing its mass mailing of a letter to firms that have done transfer business - action is required.

Capacity for Loss - so misunderstood!

14Nov

Capacity for loss continues to be misunderstood by firms, and the providers of third party tools that purport to assess it.

Transfer advice - the impact of ongoing charges

07Nov

Clients should not transfer unless that is in their best interests. The impact of initial and ongoing charges is one of the key factors that must be considered.

SM&CR forms

07Nov

Are you aware of all the forms associated with the SM&CR?

Transfer advice - ensuring client understanding

30Oct

It is not enough for advice to be provided - it has to be understood.

SM&CR and Appointed Representatives

30Oct

What should Principal Firms do in relation to ARs?

Register for Connect

25Oct

The FCA is encouraging firms to ensure they are registered on Connect.

FCA letter to DB Transfer firms

25Oct

The FCA is writing to around 1700 firms requesting that firms review their transfer advice processes and report back.

SM&CR - are you ready?

25Oct

9 December is approaching fast - are you ready for SM&CR?

We looked at a number of providers in the market and ATEB were head and shoulders above their nearest rival in terms of flexibility and overall functionality. We particularly like the way we can adapt the ATEB system to fit the Brewin pr...
We consider the services of ATEB to be an essential investment for our firm in the post RDR world. We engaged ATEB over three years ago, and their contribution not just to improving our compliance framework but also improving the robust...
Ateb have the ability to interpret the endless rules and regulations in such as way as to simplify the complex and distill the requirements of the regulator into a workable strategy that saves us time and money as well as ensuring that ...
As Professional Indemnity broker to many IFAs it’s clear to me that if you use Ateb Consulting you’ll be particularly well advised and more aware of potential risks in your business than other firms which we know. Huw’s team has looked ...
We have used ATEB for external compliance support and expertise since 2003. We have never considered changing and foresee no reason to do so in the future. ATEB provide regular on-site support (at least twice a month) and are considered ...
I have had a professional relationship with ATEB now for around 10 years, both with my current and past company and also as an employee and business owner. They are forward thinking, proactive and offer a genuinely balanced view. They a...
Since taking on the services of ATEB in 2013, they have reshaped my view of what a compliance support firm should be. Beyond simply helping us to meet our regulatory requirements in a compliant manner, they have helped to positively deve...
ATEB have been our go to compliance experts for well over a decade and unlike many of their peers, they really have a pragmatic and common sense approach which prevails over pure adherence to rules. They provide us with honest, well i...