Test

Training

Train to stay ahead of the competition

Huw Reynolds

Huw Reynolds

Mike Senior

Mike Senior

John Begg

John Begg

David Anderson

David Anderson

Paul Caine

Paul Caine

Paul Anderson

Paul Anderson

Steve Bailey

Steve Bailey

Richard Foster

Richard Foster

Alistair MacDougall

Alistair MacDougall

Hands-On Compliance

Auditing and Health Checks

Section 166 Reviews

Report Writing Software

Supervisory Training

Regulatory Visit Preparation

Bespoke Project Work

News & Bulletins

Hot Topic

Are you truly Independent? Read ATEB's special report here.

Hot Topic

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

Hot Topic

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Supervisor training - 2019

24May

Details of next scheduled event.

Principals and Appointed Representatives - action needed

24May

Following recent FCA investigations that resulted in a Dear CEO letter, firms that have Appointed Representatives need to review the adequacy their governance and supervision.

Pension Transfers - the 'Why now?' question

22May

So, it's right for the client to transfer ... but should the transfer be done NOW?

FCA events

16May

These could be of interest.

Dealing with Powers of Attorney

16May

The Office of the Public Guardian has produced a helpful guide for firms in how to deal with customers where a power of attorney is in place.

FCA Business Plan 2019-20

01May

The FCA has announced its priorities for action over the coming months.

Vertical Integration – the new era of distribution?

24Apr

This business model offers cost and profitability benefits for firms ... but there are risks.

Investment Platforms Market Study

24Apr

The FCA has reported its conclusions on the Platform market ahead of a Consultation Paper.

Senior Managers and Certification Regime - TISA slides

17Apr

TISA has produced a useful set of slides explaining the SM&CR

We looked at a number of providers in the market and ATEB were head and shoulders above their nearest rival in terms of flexibility and overall functionality. We particularly like the way we can adapt the ATEB system to fit the Brewin pr...
We consider the services of ATEB to be an essential investment for our firm in the post RDR world. We engaged ATEB over three years ago, and their contribution not just to improving our compliance framework but also improving the robust...
Ateb have the ability to interpret the endless rules and regulations in such as way as to simplify the complex and distill the requirements of the regulator into a workable strategy that saves us time and money as well as ensuring that ...
As Professional Indemnity broker to many IFAs it’s clear to me that if you use Ateb Consulting you’ll be particularly well advised and more aware of potential risks in your business than other firms which we know. Huw’s team has looked ...
We have used ATEB for external compliance support and expertise since 2003. We have never considered changing and foresee no reason to do so in the future. ATEB provide regular on-site support (at least twice a month) and are considered ...
I have had a professional relationship with ATEB now for around 10 years, both with my current and past company and also as an employee and business owner. They are forward thinking, proactive and offer a genuinely balanced view. They a...
Since taking on the services of ATEB in 2013, they have reshaped my view of what a compliance support firm should be. Beyond simply helping us to meet our regulatory requirements in a compliant manner, they have helped to positively deve...
ATEB have been our go to compliance experts for well over a decade and unlike many of their peers, they really have a pragmatic and common sense approach which prevails over pure adherence to rules. They provide us with honest, well i...