Are you truly Independent? Read ATEB's special report here.
Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?
Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.
Suitability remains much the same as pre-MiFID II but there are some changes that firms need to be aware of.
Although the new rules do not take effect until May 2018, it makes sense to consider them alongside MiFID disclosure changes.
Firms need to understand the implications of the MiFID II definition of independent advice.
MiFID II brings a new definition of independence - firms need to consider if they can meet the requirements.
New requirement to disclose costs at least annually
Fingers crossed, no changes for ATEB clients, but best check!
The FCA has published a new handbook that sets out product governance requirements for manufacturers and distribtors
Your disclosure documents should be reviewed for compliance with MiFID II requirements.
How will changes to complaint handling rules affect your company?