Test

Good Systems

Good Systems + Best Practice = Robust Compliance

Huw Reynolds

Huw Reynolds

Mike Senior

Mike Senior

John Begg

John Begg

Scott Macalister

Scott Macalister

David Anderson

David Anderson

Paul Anderson

Paul Anderson

Steve Bailey

Steve Bailey

Richard Foster

Richard Foster

Alistair MacDougall

Alistair MacDougall

Hands-On Compliance

Auditing and Health Checks

Section 166 Reviews

Report Writing Software

Supervisory Training

Regulatory Visit Preparation

Bespoke Project Work

News & Bulletins

Hot Topic

Are you truly Independent? Read ATEB's special report here.

Hot Topic

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

Hot Topic

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Pensions Related News One

17Jan

We would like to take the opportunity to introduce you to Paul Clark of Russelldene Consulting Ltd

Gabriel updates

16Jan

FCA has introduced further enhancements to GABRIEL returns.

Changes to how firms disclose services and costs

29Dec

Changes to how firms disclose information on services and costs. 

GC 16/8 : Amendment to Guidance on loan to income ratios in mortgage lending

29Dec

Planned changes affecting mortgage lenders and of interest to Mortgage Advisers

Insurance Intermediaries and PI Insurance

23Dec

The FCA has reviewed the PII policies of 200 intermediaries and found significant problems

P2P permissions - action required by 31 December 2016

20Dec

If you do not advise on P2P agreements, you need to consider whether you should remove this permission.

FCA Live and Local - Doncaster, Leeds and Harrogate

20Dec

Live and Local events are running again in 2017, Book your space.

Compliance Consultant Vacancy

20Dec

Want to join one of the leading compliance consultancies?

Adviser fees by instalments - a timely reminder -

20Dec

An option that could be of benefit to some clients.

We looked at a number of providers in the market and ATEB were head and shoulders above their nearest rival in terms of flexibility and overall functionality. We particularly like the way we can adapt the ATEB system to fit the Brewin pr...
We have used ATEB for compliance support and advice for the last few years and they tailor their service to suit the needs and requirements of our business. They have provided an excellent on-site service which in turn has helped shape ...
We consider the services of ATEB to be an essential investment for our firm in the post RDR world. We engaged ATEB over three years ago, and their contribution not just to improving our compliance framework but also improving the robust...
Ateb have the ability to interpret the endless rules and regulations in such as way as to simplify the complex and distill the requirements of the regulator into a workable strategy that saves us time and money as well as ensuring that ...
As Professional Indemnity broker to many IFAs it’s clear to me that if you use Ateb Consulting you’ll be particularly well advised and more aware of potential risks in your business than other firms which we know. Huw’s team has looked ...
We have used ATEB for external compliance support and expertise since 2003. We have never considered changing and foresee no reason to do so in the future. ATEB provide regular on-site support (at least twice a month) and are considered ...
I have had a professional relationship with ATEB now for around 10 years, both with my current and past company and also as an employee and business owner. They are forward thinking, proactive and offer a genuinely balanced view. They a...
Since taking on the services of ATEB in 2013, they have reshaped my view of what a compliance support firm should be. Beyond simply helping us to meet our regulatory requirements in a compliant manner, they have helped to positively deve...