OPS Pension Transfers: ATEB undertakes in-depth analysis and has concerns
ATEB has completed a number of Section 166 Skilled Persons reviews - here are some of the lessons learnt.
Complaints rules have changed - have you updated your procedures and templates? See here
Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.
Do you have a clearly defined and consistently applied investment process?
Are you truly Independent? Read ATEB's special report here.
Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?
ATEB is one of the few compliance consultancies that has FCA approval to undertake Conduct of Business Skilled Persons (Section 166) reviews. Please see here for more information.
We are one of the earliest compliance consultancies, founded in 1996 to plug a gap in the market. Since then, we have provided pragmatic and hands-on support to IFAs, mortgage brokers and general insurance intermediaries. We have long standing and loyal clients; many have been with us since the start in 1996.
While we can introduce you to third party professionals, we do not receive any form of inducement for doing so and hence we provide a completely unbiased and independent service, focusing solely on your needs.
Over the past 12 months our consultants have completed nearly 1000 on-site client visits.
We pride ourselves on the quality of service provided and have a proven track record of delivering consistently high standards. Don't just take our word for it; see for yourselves what our clients say.