Hot Topics

OPS Pension Transfers: ATEB undertakes in-depth analysis and has concerns

ATEB has completed a number of Section 166 Skilled Persons reviews - here are some of the lessons learnt.

Complaints rules have changed - have you updated your procedures and templates? See here 

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Do you have a clearly defined and consistently applied investment process?

Are you truly Independent? Read ATEB's special report here.

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

ATEB E-News

A recent FOS decision confirms regulatory and good practice requirements in relation to Pension Switches.

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11 July 2018

The FCA has moved!

Make sure you update your documents.

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Should you deal with insistent clients?

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23 May 2018

ATEB and GDPR

ATEB Data Protection Notice and GDPR.

Important Reading.

 

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Don't miss this opportunity to gain, refresh or improve your management skills.

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Keep up to date with the FCA's current areas of focus.

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