Hot Topics

OPS Pension Transfers: ATEB undertakes in-depth analysis and has concerns

ATEB has completed a number of Section 166 Skilled Persons reviews - here are some of the lessons learnt.

Complaints rules have changed - have you updated your procedures and templates? See here 

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Do you have a clearly defined and consistently applied investment process?

Are you truly Independent? Read ATEB's special report here.

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

ATEB E-News

02 November 2017

Senior Managers Regime

This will be extended to all firms during 2018 and has some significant impacts.

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Clients in poor health introduce additional considerations for advisers.

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A increasingly common desire since pension freedoms were introduced in 2015 ... but advisers should be wary!

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Many firms will need to make changes to their suitability processes.

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Something to watch out for when advising clients with enhanced TVs.

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Recently published FCA findings on suitability of transfer advice.

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