Hot Topics

OPS Pension Transfers: ATEB undertakes in-depth analysis and has concerns

ATEB has completed a number of Section 166 Skilled Persons reviews - here are some of the lessons learnt.

Complaints rules have changed - have you updated your procedures and templates? See here 

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Do you have a clearly defined and consistently applied investment process?

Are you truly Independent? Read ATEB's special report here.

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

ATEB E-News

Updated Money Laundering regulations now in force

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The FCA has made some minor changes to the TC Rulebook.

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Finalised guidance around automatic capitalisation of mortgage arrears.

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The long awaited results of the FCA's 2016 suitability review have finally been published.

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MiFID II comes into being on 3 January 2018 but firms need to take action now.

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Are you prepared for the changes to capital adequacy for personal investment firms that come into effect on 30th June? 

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