Hot Topics

OPS Pension Transfers: ATEB undertakes in-depth analysis and has concerns

ATEB has completed a number of Section 166 Skilled Persons reviews - here are some of the lessons learnt.

Complaints rules have changed - have you updated your procedures and templates? See here 

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Do you have a clearly defined and consistently applied investment process?

Are you truly Independent? Read ATEB's special report here.

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?


Firms need to understand the implications of the MiFID II definition of independent advice.

Read More

MiFID II brings a new definition of independence - firms need to consider if they can meet the requirements.

Read More

New requirement to disclose costs at least annually

Read More

Fingers crossed, no changes for ATEB clients, but best check!

Read More

06 December 2017

MiFID II Product Governance

The FCA has published a new handbook that sets out product governance requirements for manufacturers and distribtors

Read More

Your disclosure documents should be reviewed for compliance with MiFID II requirements.

Read More