Hot Topics

OPS Pension Transfers: ATEB undertakes in-depth analysis and has concerns

ATEB has completed a number of Section 166 Skilled Persons reviews - here are some of the lessons learnt.

Complaints rules have changed - have you updated your procedures and templates? See here 

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Do you have a clearly defined and consistently applied investment process?

Are you truly Independent? Read ATEB's special report here.

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?


Updated Money Laundering regulations now in force

Read More

The FCA has made some minor changes to the TC Rulebook.

Read More

Finalised guidance around automatic capitalisation of mortgage arrears.

Read More

The long awaited results of the FCA's 2016 suitability review have finally been published.

Read More

MiFID II comes into being on 3 January 2018 but firms need to take action now.

Read More

Are you prepared for the changes to capital adequacy for personal investment firms that come into effect on 30th June? 

Read More