Hot Topics

OPS Pension Transfers: ATEB undertakes in-depth analysis and has concerns

ATEB has completed a number of Section 166 Skilled Persons reviews - here are some of the lessons learnt.

Complaints rules have changed - have you updated your procedures and templates? See here 

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Do you have a clearly defined and consistently applied investment process?

Are you truly Independent? Read ATEB's special report here.

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?

ATEB E-News

The IMD is being replaced with the IDD!

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20 November 2017

TRS

Trusts must now register online in order to pay taxes due.

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20 November 2017

Money Laundering Update

An update to the Treasury view on money laundering.

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This FCA alert is of relevance to all Principal and Appointed Representative firms.

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Transferring a DB pension can exacerbate the client's LTA situation. Here are some aspects to consider.

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02 November 2017

Senior Managers Regime

This will be extended to all firms during 2018 and has some significant impacts.

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