Hot Topics

OPS Pension Transfers: ATEB undertakes in-depth analysis and has concerns

ATEB has completed a number of Section 166 Skilled Persons reviews - here are some of the lessons learnt.

Complaints rules have changed - have you updated your procedures and templates? See here 

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Do you have a clearly defined and consistently applied investment process?

Are you truly Independent? Read ATEB's special report here.

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?


New requirement to disclose costs at least annually

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Fingers crossed, no changes for ATEB clients, but best check!

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06 December 2017

MiFID II Product Governance

The FCA has published a new handbook that sets out product governance requirements for manufacturers and distribtors

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Your disclosure documents should be reviewed for compliance with MiFID II requirements.

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How will changes to complaint handling rules affect your company?

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04 December 2017

MiFID II - are you ready?

The ATEB MiFID II guide.

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