Hot Topics

OPS Pension Transfers: ATEB undertakes in-depth analysis and has concerns

ATEB has completed a number of Section 166 Skilled Persons reviews - here are some of the lessons learnt.

Complaints rules have changed - have you updated your procedures and templates? See here 

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Do you have a clearly defined and consistently applied investment process?

Are you truly Independent? Read ATEB's special report here.

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?


20 November 2017

Money Laundering Update

An update to the Treasury view on money laundering.

Read More

This FCA alert is of relevance to all Principal and Appointed Representative firms.

Read More

Transferring a DB pension can exacerbate the client's LTA situation. Here are some aspects to consider.

Read More

02 November 2017

Senior Managers Regime

This will be extended to all firms during 2018 and has some significant impacts.

Read More

Clients in poor health introduce additional considerations for advisers.

Read More

A increasingly common desire since pension freedoms were introduced in 2015 ... but advisers should be wary!

Read More