Hot Topics

OPS Pension Transfers: ATEB undertakes in-depth analysis and has concerns

ATEB has completed a number of Section 166 Skilled Persons reviews - here are some of the lessons learnt.

Complaints rules have changed - have you updated your procedures and templates? See here 

Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.

Do you have a clearly defined and consistently applied investment process?

Are you truly Independent? Read ATEB's special report here.

Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?


Read about the most common failings with transfer advice and how to avoid them.

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This is a uesful FCA consultation if you have PEPs

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21 March 2017


Significant changes are imminent relating to disclosure documents and also GI renewals.

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A reminder for general insurance intermediaries

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The FCA has issued guidance on the issues around acquiring clients from other firms

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05 February 2017

Pension Related News Four

Fourth and final free instalment of Pensions Related News

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