Are you truly Independent? Read ATEB's special report here.
Consumer Credit. FCA regulation much more onerous than the OFT - do you have the right permissions?
Pension Transfer rules have changed. Switching pensions with GARs now require additional permissions.
Some six years after RDR came into effect, many firms still do not comply with the adviser charging and disclosure rules.
Jeffrey Mushens, Technical Policy Director at TISA, provides a PROD perspective.
The FCA has published its latest findings on the quality of transfer advice. It does not make happy reading ...
Firms need to start issuing aggregated costs statement in Q1, 2019.
See if and how your firm is affected by BREXIT.
Many DFM/Adviser relationships are based on the agent as client model. This carries hidden dangers.
Confirmation of further rule and guidance changes in relation to advice on pension transfers.
The definition of independence changed with MiFIDII on 3 January 2018. Many firms have not changed their disclosure to reflect the new definition.
Firms that advise on defined benefit transfers need to ensure that their triage process does not inadvertently cross the line into a personal recommendation.